DFX Intelligence

B••••• J•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant|Chartered Financial Analyst38 years in industry

B••••• J•••• B•••••

Advisor at G••••• F•••••••• A••••••• S•••••••• I•••

VALENCIA, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• F•••••••• A••••••• S•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 9, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• F•••••••• A••••••• S•••••••• I•••	Independent wealth	Feb 7, 2018	n/a	yes	VALENCIA, CA	Current employment
F•••••••• W••• G••••	Former SEC adviser	Dec 20, 2012	Jan 2, 2015	no	SANTA MONICA, CA\|W•••LAKE VILLAGE, CA\|W•••LAKE VILLAGE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• W••• G••••	G••••• F•••••••• A••••••• S•••••••• I•••	Jan 2, 2015	Feb 7, 2018	1,132	Firm change after gap	Other
A••• I••••••••• C••••••• I•••	F•••••••• W••• G••••	Jan 31, 2013	Dec 20, 2012

Relationships

Registered with (3)

→ G••••• F•••••••• A••••••• S•••••••• I•••Registered adviserregistration: current employment
Feb 7, 2018 to presentfactForm ADV
→ F•••••••• W••• G••••Registered adviserregistration: previous registration
Dec 20, 2012 to Jan 2, 2015factForm ADV
→ A••• I••••••••• C••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2011 to Jan 31, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 28, 2002
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.