DFX Intelligence

W••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

W••• A•••••••• I•••

W••• A•••••••, INCORPORATED, CRD 157236

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Data as of Feb 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 26, 2012 to Feb 24, 2026
17 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $637M••• Locked
Discretionary RAUM: $430,992
Private client RAUM: $637Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $637Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• J•••••••• W•••	Chartered Financial Analyst	FISHERS, IN	15	21	n/a	no

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W•••• D••••• J••••••••	PRESIDENT, CHIEF COMPLIANCE OFFICER	E	yes	08/2005	Jan 26, 2012	Feb 22, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$637M	$568M	12.0%	$438M	13.3%	1	1	0	0

Relationships

Registered with (1)

← D•••• J•••••••• W•••Advisorregistration: current employment
Jul 29, 2011 to presentfactForm ADV

Controls (1)

← W•••• D••••• J••••••••OwnerPRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jan 26, 2012 to Feb 22, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 26, 2012
Last observed: Feb 24, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Feb 23, 2016	$326M	$364,000	1	1	n/a	n/a	n/a
2014	Feb 18, 2015	$338M	$373,000	1	1	n/a	n/a	n/a
2013	Mar 10, 2014	$324M	$361,000	1	1	n/a	n/a	n/a
2012	Feb 25, 2013	$292M	$336,000	1	1	n/a	n/a	n/a
2011	Jan 26, 2012	$275M	$300,000	n/a	n/a	n/a	n/a	n/a