DFX Intelligence

W•••••• F•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

W•••••• F•••••• C••••••

Advisor at O•••• I••••••••• I•••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 20, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• I••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 18, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• I••••••••• I•••	Bd affiliated wealth	Nov 30, 2023	n/a	yes	Sheridan, CO\|Edgewater, CO\|Lakewood, CO\|Lakewood, CO\|Aurora, CO	Current employment
C••• F•••••••• S•••••••• L•••	Former SEC adviser	Oct 11, 2016	Nov 29, 2023	no	LAKEWOOD, CO\|Greenwood Village, CO\|PARKER, CO\|EDGEWATER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• F•••••••• S•••••••• L•••	O•••• I••••••••• I•••	Nov 29, 2023	Nov 30, 2023	1	Firm change	Ibd to ibd
L•• F•••••••• L••	C••• F•••••••• S•••••••• L•••	Oct 12, 2016	Oct 11, 2016

Team moves

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Team	Left	Joined	From	Kind
42132:35371:CO:2023-11-29	Nov 29, 2023	Nov 30, 2023	EDGEWATER, CO	Firm change

Relationships

Registered with (4)

→ O•••• I••••••••• I•••Registered adviserregistration: current employment
Nov 30, 2023 to presentfactForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Oct 11, 2016 to Nov 29, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 11, 2013 to Oct 12, 2016factForm ADV
→ E•••••••• A•••••••• L••

Dated events

Order

Occurred
29 Nov 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 20, 2008
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.