DFX Intelligence

N•• R•••• H••••••••• I•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

N•• R•••• H••••••••• I•••••••• L••

CRD 300842

PHILADELPHIA, PA

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Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 9
On other graphs: 2
Observed: Mar 28, 2022 to Mar 30, 2026
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

N•• R•••• H••••••••• I•••••••• L••

Private equity manager · key_crd, key_sfn_adviser, shared_crd

Venture Capitalidentity

N•• R•••• H••••••••• I•••••••• L••

Venture manager · key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $291M••• Locked
Discretionary RAUM: $291M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N•• R•••• H••••••••• 2••• •••• S•••	Venture Capital Fund	$114M	Mar 30, 2026	19	Mar 28, 2022	reported	021-412068
N•• R•••• H••••••••• 2••• P•••••	Venture Capital Fund	$67.9M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••••• R•••••• W••••••	CHIEF FINANCIAL OFFICER	Na	yes	12/2023	Mar 28, 2024	May 21, 2024
G•••••• I•••• P•••••	MANAGING PARTNER & CHIEF MEDICAL OFFICER	Na	yes	04/2018	Mar 28, 2022	May 21, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N•• R•••• H••••••••• 1• C•• L•	n/a	n/a	n/a	N	yes	n/a
N•• R•••• H••••••••• 1• G• S•••	n/a	n/a	n/a	N	yes	n/a
N•• R•••• H••••••••• 2••• G• S•••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
London	n/a	United Kingdom	1	no
Mechelen	n/a	Belgium	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 30, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$291M	$264M	10.2%	$188M	15.6%	10	9	2	2

Relationships

Advises (6)

→ N•• R•••• H••••••••• 2••• •••• S•••Private fundVenture Capital Fund, IA
Mar 28, 2022 to presentfactForm ADV
→ N•• R•••• H••••••••• 2••• P•••••Private fundVenture Capital Fund, IA
Mar 28, 2024 to presentfactForm ADV
→ N••• A••••• F••• I• L•Private fundVenture Capital Fund, IA
Mar 30, 2026 to presentfactForm ADV
→ N•• R•••• H••••••••• 2••• ••• L•

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
30 Mar 2026
Ria private fund assets change
••• Locked
Form ADV
$171M
Occurred
30 Mar 2026
Ria principal change2 events
N•• R•••• H••••••••• I•••••••• L••: ria principal change, 2 events, on 30 Mar 2026
- ••• Locked
- ••• Locked
Occurred
30 Mar 2026
Private fund first reported
••• Locked
Form ADV
$9.8M
Occurred
28 Mar 2024
Control person joined
••• Locked
Form ADV
Occurred
28 Mar 2023
Ria registration change
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 28, 2022
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.