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F••• C•••••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

F••• C•••••••• S•••••••

Advisor at O•••• W•••••• I•••

Estero, FL | LAKE OSWEGO, OR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 28, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 20, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Sep 1, 2023	n/a	yes	Estero, FL\|LAKE OSWEGO, OR	Current employment
S•••••••• F••••••••• I•••	Former SEC adviser	Aug 31, 2020	Sep 1, 2023	no	LAKE OSWEGO, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••• F••••••••• I•••	O•••• W•••••• I•••	Sep 1, 2023	Sep 1, 2023	0	Bulk transfer	Ibd to ibd
L•• F•••••••• L••	S•••••••• F••••••••• I•••	Sep 11, 2020	Aug 31, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:133763:OR:2020-09-11	Sep 11, 2020	Aug 31, 2020	LAKE OSWEGO, OR	Firm change
133763:2225:OR:2016-08-15	Aug 15, 2016	Aug 5, 2016	PORTLAND, OR	Firm change
110200:133763:OR:2016-06-20	Jun 20, 2016	May 10, 2012	PORTLAND, OR	Firm change after gap

Relationships

Registered with (5)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Sep 1, 2023 to presentfactForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Aug 31, 2020 to Sep 1, 2023factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 14, 2018 to Sep 11, 2020factForm ADV
→ S•• I••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 28, 2000
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.