DFX Intelligence

E•••••• G•••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserState registeredState registeredRAUM under $100M

E•••••• G•••• I••

CRD 300142

WENATCHEE, WA

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Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2026 to Mar 13, 2026
1 observation

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $25.7M••• Locked
Discretionary RAUM: $0
Private client RAUM: $25.7Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 6
Advisory employees: 4

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••• R•••••• F••••	n/a	WENATCHEE, WA	5	19	3	no

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	0	0	1	2

Relationships

Registered with (3)

← J••• R•••••• F••••Advisorregistration: current employment
Aug 27, 2021 to presentfactForm ADV
← M•••••• A•••• M••••Advisorregistration: previous registration
Nov 28, 2023 to May 27, 2026factForm ADV
← S•••• S••••• V•••••••••Advisorregistration: previous registration
Sep 5, 2024 to May 14, 2026factForm ADV

Dated events

Order

Occurred
27 May 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 13, 2026
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.