DFX Intelligence

V••••• A• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

V••••• A• D•••••

Advisor at S•••• P•••• A•••••••• L••

BRIELLE, NJ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 27, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• P•••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 31, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• P•••• A•••••••• L••	Independent wealth	Sep 18, 2025	n/a	yes	BRIELLE, NJ	Current employment
L•• E••••••••• L••	Bd affiliated wealth	Nov 14, 2024	Dec 23, 2024	no	PARAMUS, NJ\|WESTFIELD, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• E••••••••• L••	S•••• P•••• A•••••••• L••	Dec 23, 2024	Sep 18, 2025	269	Firm change	Other
P•••• S••••••••• L••	L•• E••••••••• L••	Nov 14, 2024	Nov 14, 2024

Relationships

Registered with (3)

→ S•••• P•••• A•••••••• L••Registered adviserregistration: current employment
Sep 18, 2025 to presentfactForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Nov 14, 2024 to Dec 23, 2024factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Aug 27, 2021 to Nov 14, 2024factForm ADV

Dated events

Order

Occurred
23 Dec 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 27, 2021
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.