DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at L•• F•••••••• L••
WENATCHEE, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | Bd affiliated wealth | Jun 11, 2019 | n/a | yes | WENATCHEE, WA | Current employment |
| 1•• G••••• A••••••• I•• | Former SEC adviser | Mar 17, 2016 | Jun 3, 2019 | no | Wenatchee, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| 1•• G••••• A••••••• I•• | L•• F•••••••• L•• | Jun 3, 2019 | Jun 11, 2019 | 8 | Firm change | Ibd to RIA |
| S•••••• P••••••• I••••••••• S••••••••• L•• | 1•• G••••• A••••••• I•• | Mar 14, 2016 | Mar 17, 2016 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:1254:WA:2015-09-09 | Sep 9, 2015 | Sep 8, 2015 | WATERVILLE, WA | Firm change |
| S•••••• P••••••• I••••••••• S••••••••• L•• | Former SEC adviser | Sep 8, 2015 | Mar 14, 2016 | no | PORTLAND, OR|Moses Lake, WA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Oct 18, 2010 | Sep 9, 2015 | no | EPHRATA, WA|MOSES LAKE, WA|BREWSTER, WA|CLE ELUM, WA|COULEE CITY, WA|ELLENSBURG, WA|OROVILLE, WA|OTHELLO, WA|RITZVILLE, WA|WATERVILLE, WA | Previous registration |
| 3 |
| Firm change |
| Other |
| L•• F•••••••• L•• | S•••••• P••••••• I••••••••• S••••••••• L•• | Sep 9, 2015 | Sep 8, 2015 | -1 | Firm change | Other |