DFX Intelligence

T••••• R••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

T••••• R••• S•••••

Advisor at L••••••••• W••••• M••••••••• I•••

SCOTTSDALE, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 29, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••••• W••••• M••••••••• I•••	Independent wealth	Aug 28, 2025	n/a	yes	SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Current employment
T••••• F••••• O•••••• I•••	Independent wealth	May 28, 2019	Sep 3, 2025	no	Phoenix, AZ\|Phoenix, AZ\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• F••••• O•••••• I•••	L••••••••• W••••• M••••••••• I•••	Sep 3, 2025	Aug 28, 2025	-6	Firm change	RIA to RIA
V•••••• C•••••• M••••••••• I•••	T••••• F••••• O•••••• I•••	May 13, 2019	May 28, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
131692:106079:AZ:2019-05-13	May 13, 2019	May 28, 2019	PHOENIX, AZ	Firm change

Relationships

Registered with (3)

→ L••••••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Aug 28, 2025 to presentfactForm ADV
→ T••••• F••••• O•••••• I•••Registered adviserregistration: previous registration
May 28, 2019 to Sep 3, 2025factForm ADV
→ V•••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Jan 29, 2016 to May 13, 2019factForm ADV

Dated events

Order

Occurred
3 Sep 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 29, 2016
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.