DFX Intelligence

J••••••••• D••• A••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

J••••••••• D••• A••••

Advisor at F•••• F•••••••• M••••••••• L•

LOMBARD, IL | LAGUNA NIGUEL, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 5
On other graphs: 0
Observed: Dec 3, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• F•••••••• M••••••••• L•
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 8, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• F•••••••• M••••••••• L•	Independent wealth	Jun 23, 2026	n/a	yes	LOMBARD, IL\|LAGUNA NIGUEL, CA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Feb 13, 2025	Apr 29, 2026	no	LAGUNA NIGUEL, CA\|CARLSBAD, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• M• F•••••••	O•••• W•••••• I•••	May 26, 2026	Feb 13, 2025	-467	Firm change after gap	Other
O•••• W•••••• I•••	F•••• F•••••••• M••••••••• L•	Apr 29, 2026	Jun 23, 2026

Relationships

Registered with (9)

→ F•••• F•••••••• M••••••••• L•Registered adviserregistration: current employment
Jun 23, 2026 to presentfactForm ADV
→ G•••• M• F•••••••Registered adviserregistration: previous registration
Feb 5, 2025 to May 26, 2026factForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Feb 13, 2025 to Apr 29, 2026factForm ADV
→ G•••• P••• A•••••••• L••

Dated events

Order

Occurred
29 Apr 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
26 May 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
14 Jan 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
17 Jul 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
13 Oct 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 3, 2015
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.