DFX Intelligence

B•••••• R••••• F••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)14 years in industry

B•••••• R••••• F••

Advisor at R••••• W• B•••• • C•• I•••••••••

LOUISVILLE, KY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 6, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••• W• B•••• • C•• I•••••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••• W• B•••• • C•• I•••••••••	Mixed wealth	Jan 9, 2024	n/a	yes	LOUISVILLE, KY	Current employment
C••••• P••••••• L••	Independent wealth	May 10, 2023	Jan 9, 2024	no	Louisville, KY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• P••••••• L••	R••••• W• B•••• • C•• I•••••••••	Jan 9, 2024	Jan 9, 2024	0	Firm change	RIA to RIA
C••••• P••••••• O••• L••	C••••• P••••••• L••	Apr 24, 2023	May 10, 2023

Relationships

Registered with (3)

→ R••••• W• B•••• • C•• I•••••••••Registered adviserregistration: current employment
Jan 9, 2024 to presentfactForm ADV
→ C••••• P••••••• L••Registered adviserregistration: previous registration
May 10, 2023 to Jan 9, 2024factForm ADV
→ C••••• P••••••• O••• L••Registered adviserregistration: previous registration
Aug 6, 2019 to Apr 24, 2023factForm ADV

Dated events

Order

Occurred
9 Jan 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 6, 2019
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.