DFX Intelligence

S••• L••••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

S••• L••••••• C•••••••

Advisor at A•••••••• C•••••• C•••••••••

Minneapolis, MN | CHAPEL HILL, NC

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 15, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• C•••••• C•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• O•• C•••••• L••	Independent wealth	Mar 23, 2023	n/a	yes	Minneapolis, MN	Current employment
A•••••••• C•••••• C•••••••••	State registered	Nov 24, 2021	n/a	yes	CHAPEL HILL, NC	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• O•• C•••••• L••	A•••••••• C•••••• C•••••••••	Dec 31, 2017	Nov 24, 2021	1,424	Firm change after gap	Other
M•••• G•••• W••••• M••••••••• I•••	A•••••••• C•••••• C•••••••••	Jun 30, 2017	Nov 24, 2021

Relationships

Registered with (3)

→ R•••••• O•• C•••••• L••Registered adviserregistration: previous registration
Mar 15, 2017 to Dec 31, 2017factForm ADV
→ A•••••••• C•••••• C•••••••••Registered adviserregistration: current employment
Nov 24, 2021 to presentfactForm ADV
→ M•••• G•••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 4, 2017 to Jun 30, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 15, 2017
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.