DFX Intelligence

G••••• B•••• C•••••• I••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

G••••• B•••• C•••••• I••

Advisor at C•••••• • C•••••• A••••••• L••

CHAGRIN FALLS, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 28, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• • C•••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 26, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• • C•••••• A••••••• L••	Independent wealth	Sep 27, 2002	n/a	yes	CHAGRIN FALLS, OH	Current employment
N••••• • L•••• S••••••••• I•••	n/a	Jan 28, 1999	Oct 30, 2002	no	TWINSBURG, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••••• • L•••• S••••••••• I•••	C•••••• • C•••••• A••••••• L••	Oct 30, 2002	Sep 27, 2002	-33	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••••• • C•••••• A••••••• L••Registered adviserregistration: current employment
Sep 27, 2002 to presentfactForm ADV
→ N••••• • L•••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 28, 1999 to Oct 30, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 28, 1999
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.