DFX Intelligence

G•••••• D• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

G•••••• D• T•••••

Advisor at M••••• S••••••

San Francisco, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 21, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Apr 20, 2023	n/a	yes	San Francisco, CA	Current employment
P•••••• W••••• M••••••••• L••	Independent wealth	Feb 17, 2023	Mar 15, 2023	no	SAN FRANCISCO, CA\|Petaluma, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• • C••••••• L••	M••••• S••••••	May 31, 2023	Apr 20, 2023	-41	Firm change after gap	RIA to wirehouse
P•••••• W••••• M••••••••• L••	M••••• S••••••	Mar 15, 2023	Apr 20, 2023

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Apr 20, 2023 to presentfactForm ADV
→ B••••••• • C••••••• L••Registered adviserregistration: previous registration
Jun 21, 2021 to May 31, 2023factForm ADV
→ P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 17, 2023 to Mar 15, 2023factForm ADV

Dated events

Order

Occurred
31 May 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
15 Mar 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 21, 2021
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.