DFX Intelligence

S••••••• C•••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

S••••••• C•••••• P•••••••• L••

CRD 134320

BIRMINGHAM, MI

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Search this name across graphs

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 3
On other graphs: 2
Observed: Mar 6, 2012 to Mar 31, 2026
24 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

S••••••• C•••••• P•••••••• L••

Private equity manager · same CRD, same SEC file number

Private Creditidentity

S••••••• C•••••• P•••••••• L••

Private credit manager · same CRD, same SEC file number

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderived••• Locked
Regulatory AUM: $528M••• Locked
Discretionary RAUM: $528M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••• G••••• P•••••••• L••	Private Equity Fund	$134M	May 12, 2016	53	Mar 23, 2016	dropped	021-171149
S••••••• C•••••• P•••••••• L•	Private Equity Fund	$56.4M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• M••••••• R•••••	MANAGING PARTNER	D	yes	06/2000	Mar 6, 2012	Jul 22, 2024
F••••••• R••••• N•••••	CHIEF FINANCIAL OFFICER	Na	yes	10/2013	Mar 23, 2016	Jul 22, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••• R• M•••••••	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Denver	Co	United States	3	no
Cincinnati	Oh	United States	2	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$528M	$436M	21.2%	$164M	47.7%	12	9	2	2

Relationships

Controls (3)

← M•••••••• M•••• R•••••OwnerMANAGING PARTNER AND CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 6, 2012 to Jul 22, 2024factForm ADV
← B•••••••• M••••••• R•••••OwnerMANAGING PARTNER, ownership code D, individual
Mar 6, 2012 to Jul 22, 2024factForm ADV
← F••••••• R••••• N•••••OwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 23, 2016 to Jul 22, 2024factForm ADV

Advises (14)

→ U•••••••• H••••• L••Private fund

Dated events

Order

Occurred
31 Mar 2026
Ria office closed
••• Locked
Form ADV
Occurred
20 Mar 2025
Regulatory AUM changed
••• Locked
Form ADV
$230M
Occurred
30 Mar 2020
Regulatory AUM changed
••• Locked
Form ADV
down $214M

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 6, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 14 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••••••• C•••••• P••••••• I•• L•	Private Equity Fund	$3.0M	Apr 17, 2020	78	Mar 6, 2012	dropped	021-80212
S••••••• C•••••• L••••• V••••• L•	Hedge Fund	$2.5M	May 12, 2016	16	Mar 25, 2014	dropped	021-213838
S••••••• C•••••• P••••••• I••••••••• S••••••••• L•	Private Equity Fund	$576,525	Apr 17, 2020	6	Mar 25, 2014	dropped	021-214142
U•••••••• H••••• L••	Private Equity Fund	$0	May 24, 2021	31	Mar 30, 2021	dropped	021-279059

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 23, 2016	$202M	$202M	5	5	n/a	7	$261M
2014	Mar 4, 2015	$216M	$216M	6	6	n/a	4	$216M
2013	Mar 25, 2014	$198M	$198M	6	6	n/a	4	$198M
2012	Mar 18, 2013	$242M	$242M	6	5	n/a	2	$242M
2011	Mar 6, 2012	$239M	$239M	n/a	n/a	n/a	2	$239M