DFX Intelligence

D•••• R•••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner38 years in industry

D•••• R•••• H•••

Advisor at I••••••••• W••••• C••••••• L••

GREENVILLE, NC

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Search this name across graphsid dfx:ria:3caab7e4-8a7c-abe2-ca44-48811f775ede

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 31, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• W••••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 18, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• W••••• C••••••• L••	Independent wealth	May 11, 2026	n/a	yes	GREENVILLE, NC	Current employment
M•••••••• W•••••	Former SEC adviser	Feb 20, 2018	May 11, 2026	no	GREENVILLE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••••• W•••••	I••••••••• W••••• C••••••• L••	May 11, 2026	May 11, 2026	0	Firm change	RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	M•••••••• W•••••	Apr 2, 2018	Feb 20, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
292797:284656:NC:2026-05-11	May 11, 2026	May 11, 2026	GREENVILLE, NC	Firm change
149018:292797:NC:2018-04-02	Apr 2, 2018	Feb 20, 2018	GREENVILLE, NC	Firm change after gap

Relationships

Registered with (4)

→ I••••••••• W••••• C••••••• L••Registered adviserregistration: current employment
May 11, 2026 to presentfactForm ADV
→ M•••••••• W•••••Registered adviserregistration: previous registration
Feb 20, 2018 to May 11, 2026factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Sep 25, 2012 to Apr 2, 2018factForm ADV
→ E••••• J••••

Dated events

Occurred
May 11, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3caab7e4-8a7c-abe2-ca44-48811f775ede
First observed: Dec 31, 2001
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.