DFX Intelligence

C••••••••• L••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

C••••••••• L••• W•••••••••

Advisor at A•••••••• C•••••• L••

Austin, TX | LA JOLLA, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 9, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• C•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• C•••••• L••	Independent wealth	Apr 17, 2025	n/a	yes	Austin, TX\|LA JOLLA, CA	Current employment
C••••• C••••••• L••	Former SEC adviser	Jan 21, 2021	May 15, 2025	no	LA JOLLA, CA\|Austin, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• C••••••• L••	A•••••••• C•••••• L••	May 15, 2025	Apr 17, 2025	-28	Firm change	RIA to RIA
G•••••• S•••• W••••• S•••••••• L•••	C••••• C••••••• L••	Nov 24, 2020	Jan 21, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
142527:174346:CA:2025-05-15	May 15, 2025	Apr 17, 2025	LA JOLLA, CA	Firm change

Relationships

Registered with (3)

→ A•••••••• C•••••• L••Registered adviserregistration: current employment
Apr 17, 2025 to presentfactForm ADV
→ C••••• C••••••• L••Registered adviserregistration: previous registration
Jan 21, 2021 to May 15, 2025factForm ADV
→ G•••••• S•••• W••••• S•••••••• L•••Registered adviserregistration: previous registration
Jun 9, 2017 to Nov 24, 2020factForm ADV

Dated events

Order

Occurred
15 May 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 9, 2017
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.