DFX Intelligence

F•••••••• B•••••••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor42 years in industry

F•••••••• B•••••••• T•••••

Advisor at B••••• P••••• A•••••••• L••

DENVER, CO | NEWPORT BEACH, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 18, 1984earliest registration or exam on IAPD
Years in industry: 42derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Sep 2, 2021	n/a	yes	NEWPORT BEACH, CA\|DENVER, CO	Current employment
N•••••••• I••••••••• A••••••• L••	Former SEC adviser	Jan 1, 1999	Aug 26, 2021	no	DENVER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N•••••••• I••••••••• A••••••• L••	B••••• P••••• A•••••••• L••	Aug 26, 2021	Sep 2, 2021	7	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
107295:119290:CO:2021-08-26	Aug 26, 2021	Sep 2, 2021	DENVER, CO	Firm change

Relationships

Registered with (2)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Sep 2, 2021 to presentfactForm ADV
→ N•••••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jan 1, 1999 to Aug 26, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 1, 1999
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.