DFX Intelligence
Reading the graph
Reading the graph
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Advisor at N•••••••• C•••••• M••••••••• L••
HOOD RIVER, OR | Manhattan Beach, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N•••••••• C•••••• M••••••••• L•• | Independent wealth | Nov 20, 2025 | n/a | yes | Manhattan Beach, CA|HOOD RIVER, OR | Current employment |
| T•• A•••• M••••••••• C•••••• L•• | Other adviser | Apr 21, 2022 | Sep 30, 2024 | no | LOS ANGELES, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T•• A•••• M••••••••• C•••••• L•• | N•••••••• C•••••• M••••••••• L•• | Sep 30, 2024 | Nov 20, 2025 | 416 | Firm change after gap | Other |
| T•• I••••••••• M••••••••• C•••••• L•• | N•••••••• C•••••• M••••••••• L•• | Sep 30, 2024 | Nov 20, 2025 |
| T•• I••••••••• M••••••••• C•••••• L•• | Asset manager | Jul 18, 2006 | Sep 30, 2024 | no | LOS ANGELES, CA | Previous registration |
| 416 |
| Firm change after gap |
| Other |