DFX Intelligence

B•••••• M•••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

B•••••• M•••••• F••••••

Advisor at L••••• F•••••••• G••••• L••

SAINT LOUIS, MO | DURHAM, NC

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Mar 24, 2009 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•••••• M•••••• F••••••

Private equity principal · same individual CRD

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• F•••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 24, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• F•••••••• G••••• L••	Bd affiliated wealth	May 14, 2012	n/a	yes	SAINT LOUIS, MO\|DURHAM, NC	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 24, 2009	Aug 4, 2009	no	ST. LOUIS, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	L••••• F•••••••• G••••• L••	Aug 4, 2009	May 14, 2012	1,014	Firm change after gap	Other

Relationships

Registered with (2)

→ L••••• F•••••••• G••••• L••Registered adviserregistration: current employment
May 14, 2012 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 24, 2009 to Aug 4, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 24, 2009
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.