DFX Intelligence

R••• A•••• F•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

R••• A•••• F•••• P•••••

Advisor at C••••••• P••••••• S••••••••• I••

GRAND TERRACE, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P••••••• S••••••••• I••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• A••••••• A•• A••••••••• I••	State registered	May 27, 2021	n/a	yes	GRAND TERRACE, CA	Current employment
C••••••• P••••••• S••••••••• I••	State registered	Oct 26, 2020	n/a	yes	GRAND TERRACE, CA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• P••••••• S••••••••• I•••	C••••••• P••••••• S••••••••• I••	Oct 14, 2016	Oct 26, 2020	1,473	Firm change after gap	Other

Relationships

Registered with (3)

→ F•••••••• A••••••• A•• A••••••••• I••Registered adviserregistration: current employment
May 27, 2021 to presentfactForm ADV
→ C••••••• P••••••• S••••••••• I••Registered adviserregistration: current employment
Oct 26, 2020 to presentfactForm ADV
→ C••••••• P••••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 10, 2009 to Oct 14, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 10, 2009
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.