J••••• S•••••

Advisor at L•••••• S••••••••• I•••

Maple Plain, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 29, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• S••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• S••••••••• I•••	Independent wealth	Feb 23, 2026	n/a	yes	Maple Plain, MN	Current employment
R•• C•••••• M••••••• L••	National bd RIA	Apr 17, 2024	Sep 19, 2025	no	MINNEAPOLIS, MN\|Eden Prairie, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•• C•••••• M••••••• L••	L•••••• S••••••••• I•••	Sep 19, 2025	Feb 23, 2026	157	Firm change	Ibd to RIA
A••••••••• L•••	R•• C•••••• M••••••• L••	Apr 30, 2024	Apr 17, 2024

Relationships

Registered with (3)

→ L•••••• S••••••••• I•••Registered adviserregistration: current employment
Feb 23, 2026 to presentfactForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Apr 17, 2024 to Sep 19, 2025factForm ADV
→ A••••••••• L•••Registered adviserregistration: previous registration
Jun 29, 2018 to Apr 30, 2024factForm ADV

Dated events

Order

Occurred
19 Sep 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
30 Apr 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 29, 2018
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.