DFX Intelligence

J•••• S•••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

J•••• S•••••• G•••••

Advisor at S••••• W••••• M•••••••••

ROCKFORD, IL | Huntsville, AL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 30, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• W••••• M•••••••••	Independent wealth	Dec 4, 2023	n/a	yes	Huntsville, AL\|ROCKFORD, IL	Current employment
B••••••••• W••••• M•••••••••	Former SEC adviser	Jan 25, 2017	Mar 19, 2024	no	Birmingham, AL\|Huntsville, AL\|BIRMINGHAM, AL\|Huntsville, AL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• W••••• M•••••••••	S••••• W••••• M•••••••••	Mar 19, 2024	Dec 4, 2023	-106	Bulk transfer	RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	B••••••••• W••••• M•••••••••	Dec 27, 2016	Jan 25, 2017

Relationships

Registered with (4)

→ S••••• W••••• M•••••••••Registered adviserregistration: current employment
Dec 4, 2023 to presentfactForm ADV
→ B••••••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 25, 2017 to Mar 19, 2024factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jul 30, 2013 to Dec 27, 2016factForm ADV
→ F••••••• F•••••••• A••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 30, 2013
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.