A••

ASSET ALLOCATION & MANAGEMENT COMPANY, LLC, CRD 109875

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 16
On other graphs: 1
Observed: Mar 21, 2012 to Mar 24, 2026
32 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

A••

Real estate fund manager · same CRD

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderived••• Locked
Regulatory AUM: $27B••• Locked
Discretionary RAUM: $27B
Private client RAUM: $201Mderived••• Locked
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 49
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•• Q••••••• C••• M••••••• F•••	Other Private Fund	$0	Mar 16, 2017	0	Oct 21, 2013	dropped	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• J•••••• A••••	CHIEF FINANCIAL OFFICER	Na	yes	03/2017	Mar 16, 2017	May 30, 2024
B••••• I•••	Member	A	yes	01/2010	Mar 22, 2019	May 30, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••••• A•••• M••••••••• I•••	n/a	Institutional manager	$42B	N	yes	n/a
S••••••• F•••••••• S•••••••• I•••	n/a	Former SEC adviser	$21B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$27B	$24B	14.4%	$24B	4.6%	49	46	3	3

Relationships

Affiliated with (3)

← S••••••• A•••• M••••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
→ S••••••• A•••• M••••••••• I•••Registered adviserother investment adviser, common control
factForm ADV
→ S••••••• F•••••••• S•••••••• I•••Registered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (15)

← S•••••••• J•••• L•••••

Dated events

3 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
24 Mar 2026
Ria principal change
••• Locked
Form ADV
Occurred
30 May 2024
Control person left
••• Locked
Form ADV
Occurred
30 May 2024
Control person joined
••• Locked
Form ADV
Occurred
26 Mar 2024
Control person left2 events
A••: control person left, 2 events, on 26 Mar 2024
- ••• Locked
- ••• Locked
Occurred
26 Mar 2024
Control person joined
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 21, 2012
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 17 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S•••••••• J•••• L•••••	MANAGING MEMBER	E	yes	12/2007	Mar 21, 2012	May 30, 2024
S•••••••• J•••• L•••••	CHIEF EXECUTIVE OFFICER, MANAGING MEMBER	Na	yes	04/2002	Mar 21, 2012	May 30, 2024
S••••••• A•• H•••••••• L••	SOLE DIRECT OWNER	D	yes	12/2014	Jan 13, 2015	May 30, 2024
S••••••• F•••••••• G••••• I•••	Shareholder	E	yes	10/1998	Jan 13, 2015	May 30, 2024
S••••••• H•••••• C••••••	Shareholder	E	yes	10/1998	Mar 30, 2021	May 30, 2024
S••••••••• T••••••• J•	CHIEF INVESTMENT OFFICER	Na	yes	05/2024	Jul 30, 2018	May 30, 2024
Z••••••• W•••••• J•••	Director	Na	yes	03/2020	Mar 31, 2020	May 30, 2024

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 15, 2016	$17B	$16B	43	22	n/a	1	$0
2014	Mar 5, 2015	$17B	$16B	48	24	n/a	1	$0
2013	Mar 5, 2014	$16B	$15B	46	23	n/a	1	$0
2012	Mar 27, 2013	$16B	$16B	48	23	n/a	n/a	n/a
2011	Mar 21, 2012	$16B	$16B	n/a	n/a	n/a	n/a	n/a