DFX Intelligence

R•••••• L• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

R•••••• L• M•••••

Advisor at U•••• W••••• S•••••••••

COLORADO SPRINGS, CO | Farragut, TN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Oct 28, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•••• W••••• S•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•••• W••••• S•••••••••	State registered	Sep 26, 2024	n/a	yes	Farragut, TN\|COLORADO SPRINGS, CO	Current employment
C••••••• F•••••••• S•••••••• I••	n/a	Oct 28, 2015	Aug 27, 2024	no	COLORADO SPRINGS, CO\|Colorado Springs, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• F•••••••• S•••••••• I••	U•••• W••••• S•••••••••	Aug 27, 2024	Sep 26, 2024	30	Firm change	Other

Relationships

Registered with (2)

→ U•••• W••••• S•••••••••Registered adviserregistration: current employment
Sep 26, 2024 to presentfactForm ADV
→ C••••••• F•••••••• S•••••••• I••Registered adviserregistration: previous registration
Oct 28, 2015 to Aug 27, 2024factForm ADV

Dated events

Order

Occurred
27 Aug 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 28, 2015
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.