DFX Intelligence
Reading the graph
Reading the graph
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Advisor at G••••• R••••••••• P••••••• L••
SAN RAFAEL, CA | BOSTON, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| G••••• R••••••••• P••••••• L•• | Institutional manager | Dec 7, 2015 | n/a | yes | BOSTON, MA|SAN RAFAEL, CA | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 12, 2013 | Jan 28, 2017 | no | BOSTON, MA|SAN DIEGO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L•• F•••••••• L•• | G••••• R••••••••• P••••••• L•• | Jan 28, 2017 | Dec 7, 2015 | -418 | Firm change after gap | Other |
| B••••••• F•••••••• A•••••••• I••• | L•• F•••••••• L•• | Dec 18, 2015 | Nov 12, 2013 |
| B••••••• F•••••••• A•••••••• I••• | Former SEC adviser | Nov 26, 2004 | Dec 18, 2015 | no | MILFORD, MA | Previous registration |
| -766 |
| Firm change after gap |
| Other |