DFX Intelligence

P•••• M••••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

P•••• M••••••• R•••••

Advisor at I••• I••••••••• S••••••••• I•••

MIAMI, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 28, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••• I••••••••• S••••••••• I•••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••• I••••••••• S••••••••• I•••	Former SEC adviser	Jul 28, 2025	n/a	yes	MIAMI, FL\|MIAMI, FL\|MIAMI, FL	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Nov 28, 2023	Jul 24, 2025	no	MIAMI, FL\|Miami, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	I••• I••••••••• S••••••••• I•••	Jul 24, 2025	Jul 28, 2025	4	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ I••• I••••••••• S••••••••• I•••Registered adviserregistration: current employment
Jul 28, 2025 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Nov 28, 2023 to Jul 24, 2025factForm ADV

Dated events

Order

Occurred
24 Jul 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 28, 2023
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.