D••••• K• L••••

Advisor at S•••••• A•••••••• I•••

ALPHARETTA, GA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:54daf418-9d64-fe18-78dc-fea87f6ec6e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• A•••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• A•••••••• I•••	State registered	Dec 2, 2025	n/a	yes	ALPHARETTA, GA	Current employment
S•••••• A•••••••• I•••	State registered	Jul 12, 2019	Dec 31, 2024	no	ALPHARETTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	S•••••• A•••••••• I•••	Dec 8, 2017	Jul 12, 2019	581	Firm change after gap	Other
C•••• W••••• M••••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Sep 15, 2015	Nov 17, 2015

Relationships

Registered with (3)

→ S•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 12, 2019 to Dec 31, 2024factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 17, 2015 to Dec 8, 2017factForm ADV
→ C•••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
Mar 6, 2015 to Sep 15, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:54daf418-9d64-fe18-78dc-fea87f6ec6e6
First observed: Mar 6, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.