DFX Intelligence

J••••• L•• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

J••••• L•• P•••••

Advisor at A•••••••• C•••••• M•••••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Sep 7, 2021 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• C•••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• C•••••• M•••••••••	Independent wealth	Dec 23, 2025	n/a	yes	York, PA\|Towson, MD\|CORNELIUS, NC	Current employment
O•••••• C••••••• I•••	Independent wealth	Mar 5, 2025	Jan 14, 2026	no	York, PA\|Towson, MD\|ST. LOUIS PARK, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••••• C••••••• I•••	A•••••••• C•••••• M•••••••••	Jan 14, 2026	Dec 23, 2025	-22	Firm change	RIA to RIA
T•••• W•••••	O•••••• C••••••• I•••	Mar 4, 2025	Mar 5, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
10111:320643:PA:2022-09-13	Sep 13, 2022	Sep 9, 2022	YORK, PA	Firm change

Relationships

Registered with (4)

→ A•••••••• C•••••• M•••••••••Registered adviserregistration: current employment
Dec 23, 2025 to presentfactForm ADV
→ O•••••• C••••••• I•••Registered adviserregistration: previous registration
Mar 5, 2025 to Jan 14, 2026factForm ADV
→ T•••• W•••••Registered adviserregistration: previous registration
Sep 9, 2022 to Mar 4, 2025factForm ADV
→ P•••••••• A•••••••

Dated events

Order

Occurred
14 Jan 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
4 Mar 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
13 Sep 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 7, 2021
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.