DFX Intelligence

A••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserOther adviserSEC registeredRAUM 1b 10b

A••• C•••••• M••••••••• L•

CRD 217520

NEW YORK, NY

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Data as of Jun 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 28
Dated events: 16
On other graphs: 3
Observed: Jun 10, 2015 to Jun 1, 2026
31 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••• C•••••• M••••••••• L•

Private equity manager · same SEC CIK, same CRD, same SEC file number

Independent Sponsorsidentity

A••• C•••••• M••••••••• L•

Capital provider to sponsors · same SEC CIK, same CRD, same SEC file number

Private Creditidentity

A••• C•••••• M••••••••• L•

Private credit manager · same SEC CIK, same CRD, same SEC file number

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderived••• Locked
Regulatory AUM: $3.6B••• Locked
Discretionary RAUM: $3.6B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••• S•••••• O••••••••• F••• V• L••	Private Equity Fund	$357M	Jun 1, 2026	26	Mar 30, 2020	reported	021-331233
U• C••••••• H••••••• L••	Private Equity Fund	$353M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••• G• L••	GENERAL PARTNER	Na	yes	04/2015	Jun 10, 2015	Jul 3, 2024
A••••••• A•••••• M•••••	SOLE MEMBER	E	yes	04/2015	Jun 10, 2015	Jul 3, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••• C•••••• G•••• L••	n/a	n/a	n/a	N	yes	n/a
A••• F• C•••••• G•••• L••	n/a	n/a	n/a	N	yes	n/a
A••• R••• E••••• C•••••• G•••• L••	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.6B	$3.1B	14.4%	$2.3B	16.1%	13	13	0	0

Relationships

Advises (21)

→ A••• C•••••• C••••••••• F••• I• L•Private fundPrivate Equity Fund, IA
Jun 1, 2026 to presentfactForm ADV
→ A••• S•••••• O••••••••• F••• V• L••Private fundPrivate Equity Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ A••• C••••• O••••••••• F••• 2•••• L••Private fundHedge Fund, IA
Mar 29, 2024 to presentfactForm ADV
→ A••• C•••••• C••••••••• F••• I•• L•

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
1 Jun 2026
Ria private fund assets change
••• Locked
Form ADV
$488M
Occurred
1 Jun 2026
Private fund first reported3 events
Private fund first reported: 3 on 1 Jun 2026
$21.7M to $98.1M
- ••• Locked$98.1M
- ••• Locked$35.5M
- ••• Locked$21.7M
Occurred
1 Jun 2026
Ria principal change2 events
A••• C•••••• M••••••••• L•: ria principal change, 2 events, on 1 Jun 2026
- ••• Locked
- ••• Locked
Occurred
1 Jun 2026
Private fund gav change2 events
Private fund gav change: 2 on 1 Jun 2026
$106M to $146M
- ••• Locked$146M
- ••• Locked$106M
Occurred
7 Mar 2023
Control person joined
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 10, 2015
Last observed: Jun 1, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 21 rows

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B••• M•••• G•••• L•	Private Equity Fund	$61.1M	Jun 1, 2026	4	Jun 8, 2022	reported	n/a
A••• C•••••• C••••••••• F••• I• L•	Private Equity Fund	$55.2M	Jun 1, 2026	9	Mar 31, 2022	reported	n/a
A••• S•••••• O••••••••• F••• V•• L••	Private Equity Fund	$53.1M	Jun 1, 2026	10	Mar 29, 2024	reported	n/a
A••• S•••••• O••••••••• F••• I• L••	Private Equity Fund	$35.5M	Jun 1, 2026	3	Jun 1, 2026	reported	n/a
A••• C•••••• C••••••••• F••• I•• L•	Private Equity Fund	$28.7M	Jun 1, 2026	4	Mar 7, 2023	reported	n/a
A••• S•••••• O••••••••• F••• V••• L••	Private Equity Fund	$21.7M	Jun 1, 2026	2	Jun 1, 2026	reported	n/a
A••• S•••••• O••••••••• F••• V••• L••	Private Equity Fund	$13.3M	Jun 1, 2026	2	Mar 29, 2024	reported	n/a
A••• C••••• O••••••••• F••• 2•••• L••	Hedge Fund	$5.6M	Jun 1, 2026	1	Mar 29, 2024	reported	n/a
A••• R••• E••••• P••••••• I• L•	Private Equity Fund	$1.2M	Jun 1, 2026	12	Mar 29, 2019	reported	n/a
3• S• M••• L••	Private Equity Fund	$350,000	Jun 1, 2026	3	Mar 7, 2023	reported	n/a
A••• T•••• L••	Private Equity Fund	$212,291	May 11, 2023	0	Mar 29, 2019	dropped	021-305996