DFX Intelligence

M•••••• R•••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 1b 10b

M•••••• R•••• C•••••• L••

CRD 286411

NEW YORK, NY

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Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 9
On other graphs: 5
Observed: Jun 30, 2023 to Mar 27, 2026
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

M•••••• R•••• C•••••• L••

Family office · same CRD, same SEC file number

Independent Sponsorsidentity

M•••••• R•••• C•••••• L••

Capital provider to sponsors · same CRD, same SEC file number

Venture Capitalidentity

M•••••• R•••• C•••••• L••

Venture manager · same CRD, same SEC file number

Private Equityidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderived••• Locked
Regulatory AUM: $1.3B••• Locked
Discretionary RAUM: $708M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 14
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F•••••• A••••••••• L•	Private Equity Fund	$835M	May 3, 2023	20	Mar 30, 2022	reported	021-428862
M•••••• R•••• C•••••• I••• L•••	Private Equity Fund	$494M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
I••••• D••••	SENIOR MANAGING PARTNER, CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	02/2022	Jun 30, 2023	Mar 27, 2024
W••••••• D••••• M•••••	MANAGING PARTNER AND PRESIDENT	E	yes	02/2016	Jun 30, 2023	Mar 27, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M•••••• R•••• C•••••• I• G•• L••	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.3B	$889M	42.3%	n/a	n/a	14	13	0	0

Relationships

Advises (6)

→ M•••••• R•••• C•••••• I••• L•••Private fundPrivate Equity Fund, IA
Mar 22, 2023 to presentfactForm ADV
→ M•• E•••••• C••••••••• L•••Private fundPrivate Equity Fund, IA
Mar 27, 2026 to presentfactForm ADV
→ M•• J•• C••••••••• L•••Private fundPrivate Equity Fund, IA
Mar 27, 2026 to presentfactForm ADV
→ M•• S•• C••••••••• L•••

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
27 Mar 2026
Regulatory AUM changed
••• Locked
Form ADV
$376M
Occurred
27 Mar 2026
Ria private fund assets change
••• Locked
Form ADV
$532M
Occurred
27 Mar 2026
Private fund first reported3 events
M•••••• R•••• C•••••• L••: private fund first reported, 3 counterparties, on 27 Mar 2026
$2.3M to $162M
- ••• Locked$2.3M
- ••• Locked$162M
- ••• Locked$11.6M
Occurred
31 Mar 2025
Regulatory AUM changed
••• Locked
Form ADV
down $403M
Occurred
5 Jul 2023
Ria registration change
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 30, 2023
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.