DFX Intelligence

E••• S••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 100m 1b

E••• S••••• C••••••

E••• S••••• C••••••, LLC, CRD 333970

NEW YORK, NY

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Search this name across graphs

Data as of Apr 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 5
On other graphs: 2
Observed: Nov 20, 2024 to Apr 30, 2026
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

E••• S••••• C••••••

Capital provider to sponsors · same CRD, same SEC file number

Private Equityidentity

E••• S••••• C••••••

Private equity manager · same CRD, same SEC file number

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderived••• Locked
Regulatory AUM: $367M••• Locked
Discretionary RAUM: $367M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
E•• S••••••••• S•••••••• F•••• L•••	Private Equity Fund	$367M	Apr 30, 2026	118	Apr 30, 2026	reported	021-358947

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• S•••• K••••	Owner	D	yes	11/2024	Nov 20, 2024	Dec 9, 2024
C••••••• S•••• K••••	CHIEF EXECUTIVE OFFICER	Na	yes	12/2024	Nov 20, 2024	Dec 9, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 30, 2026	$367M	$367M	5	5	0	1	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$367M	n/a	n/a	n/a	n/a	5	n/a	0	n/a

Relationships

Advises (1)

→ E•• S••••••••• S•••••••• F•••• L•••Private fundPrivate Equity Fund, IA
Apr 30, 2026 to presentfactForm ADV

Controls (3)

← C••••••• S•••• K••••OwnerOWNER, ownership code D, individual
Nov 20, 2024 to Dec 9, 2024factForm ADV
← D••••• J•• T•••••• J••••OwnerOWNER, ownership code D, individual
Nov 20, 2024 to Dec 9, 2024factForm ADV
← E••• S••••• C•••••• H••••••• L••OwnerOWNER, ownership code E, domestic entity

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
30 Apr 2026
Private fund first reported
••• Locked
Form ADV
$367M
Occurred
7 May 2025
Ria hq relocated
••• Locked
Form ADV
Occurred
20 Nov 2024
First Form ADV filing
••• Locked
Form ADV

Show 2 bookkeeping events

Occurred
Apr 30, 2026
••• Locked
Occurred
Apr 30, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 20, 2024
Last observed: Apr 30, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.