DFX Intelligence

H••• • B••••• W••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM none

H••• • B••••• W••••• A•••••••• L••

CRD 343838

VICTORIA, TX

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Data as of Sep 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 14, 2026 to Sep 21, 2026
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 2
Employees: 5
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• A•••• H••••	Member	C	yes	07/2026	Sep 14, 2026	Sep 14, 2026
H•••• B••••••• C•••••	Member	C	yes	07/2026	Sep 14, 2026	Sep 14, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Relationships

Registered with (3)

← C••••• R•••••• H•••Advisorregistration: current employment
Sep 21, 2026 to presentfactForm ADV
← A••• B•••••Advisorregistration: current employment
Sep 18, 2026 to presentfactForm ADV
← P••• B•••••• H•••Advisorregistration: current employment
Sep 18, 2026 to presentfactForm ADV

Controls (3)

Dated events

Order

Occurred
14 Sep 2026
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 14, 2026
Last observed: Sep 21, 2026 3 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.