DFX Intelligence

T•••• S••••• C••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 100m 1b

T•••• S••••• C••••••

T•••• S••••• C•••••• , LLC, CRD 163600

CHATTANOOGA, TN

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Data as of Mar 25, 2015 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 2
Observed: Jun 23, 2014 to Mar 25, 2015
2 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

T•••• S••••• C••••••

Private equity manager · same CRD, same SEC file number

Venture Capitalidentity

T•••• S••••• C••••••

Venture manager · same CRD, same SEC file number

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $211M••• Locked
Discretionary RAUM: $211M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•••• S••••• F••• I••• L•	Private Equity Fund	$104M	Mar 25, 2015	50	Mar 30, 2012	reported	021-163012
T•••• S••••• F••• I•• L•	Private Equity Fund	$20.1M	Mar 25, 2015

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••• R••• A••••	Principal	C	yes	06/2007	Jun 23, 2014	Mar 25, 2015
H••••••••• C••••• J••••	PRINCIPAL AND CHIEF COMPLIANCE OFFICER	C	yes	06/2007	Jun 23, 2014	Mar 25, 2015

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•••• S••••• C•••••• M••••••••• L••	n/a	n/a	n/a	N	no	n/a
T•••• S••••• C•••••• P•••••••• L••	n/a	n/a	n/a	N	no	n/a
T•••• S••••• S••• P•••••••• L••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Nashville	Tn	United States	n/a	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 25, 2015	$211M	$211M	8	4	n/a	5	$149M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$211M	n/a	n/a	n/a	n/a	8	n/a	n/a	n/a

Relationships

Advises (5)

→ T•••• S••••• F•••••••• O••••••••• F••• I• L•Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ T•••• S••••• F••• I• L•Private fundPrivate Equity Fund, IA
Mar 30, 2012 to presentfactForm ADV
→ T•••• S••••• F•••••••• O••••••••• F••• I•• L•Private fundPrivate Equity Fund, IA
Mar 28, 2014 to presentfactForm ADV
→ T•••• S••••• F••• I•• L•

Dated events

Order

Occurred
25 Mar 2015
Ria registration change
••• Locked
Form ADV
Occurred
23 Jun 2014
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 23, 2014
Last observed: Mar 25, 2015 140 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.