DFX Intelligence

M•••••• M••••• • O••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM under $100M

M•••••• M••••• • O••••••• I•••

CRD 138791

ALEXANDRIA, VA

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Data as of Apr 2, 2012 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2012 to Apr 2, 2012
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $8.5M••• Locked
Discretionary RAUM: $8.5M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts: 6
SEC number

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••• I••••••••• M••••••••• I••	INVESTMENT ADVISOR	D	yes	10/2005	Apr 2, 2012	Apr 2, 2012
M•••••• B••••••• F••••••	CHIEF INVESTMENT OFFICER	D	yes	10/2005	Apr 2, 2012	Apr 2, 2012

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
M••••• I••••••••• M••••••••• I••	n/a	Independent wealth	$204M	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2011	Apr 2, 2012	$8.5M	$8.5M	n/a	n/a	n/a	n/a	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2011	$8.5M	n/a	n/a	n/a	n/a	n/a	n/a	n/a	n/a

Relationships

Affiliated with (1)

→ M••••• P•••••••• I••••••••• M••••••••• I•••Registered adviserother investment adviser, control, common control
factForm ADV

Controls (4)

← M•••••• B••••••• F••••••OwnerCHIEF INVESTMENT OFFICER, ownership code D, individual
Apr 2, 2012 to presentfactForm ADV
← M••••• I••••••••• M••••••••• I••OwnerINVESTMENT ADVISOR, ownership code D, domestic entity
Apr 2, 2012 to presentfactForm ADV
← M•••••• G•••••• L••••Owner

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 2, 2012
Last observed: Apr 2, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.