DFX Intelligence

P•••• C•••••• L••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

P•••• C•••••• L••••

Advisor at S•••• I••••• S••••••••• L••

Red Bank, NJ | FORT LAUDERDALE, FL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 3, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• I••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 29, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• I••••• S••••••••• L••	Independent wealth	Apr 24, 2026	n/a	yes	Red Bank, NJ\|FORT LAUDERDALE, FL	Current employment
P••••••••• C•••••• A•••••••	Independent wealth	Oct 15, 2019	Apr 23, 2026	no	WESTLAKE, OH\|Red Bank, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••••• C•••••• A•••••••	S•••• I••••• S••••••••• L••	Apr 23, 2026	Apr 24, 2026	1	Firm change	RIA to RIA
C••••• A••••••• L••	P••••••••• C•••••• A•••••••	Oct 9, 2019	Oct 15, 2019

Relationships

Registered with (6)

→ S•••• I••••• S••••••••• L••Registered adviserregistration: current employment
Apr 24, 2026 to presentfactForm ADV
→ P••••••••• C•••••• A•••••••Registered adviserregistration: previous registration
Oct 15, 2019 to Apr 23, 2026factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Aug 12, 2016 to Oct 9, 2019factForm ADV
→ V•• A••••••• S•••••••

Dated events

Order

Occurred
23 Apr 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 3, 2003
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.