DFX Intelligence

A••••• R•••• R••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Planner18 years in industry

A••••• R•••• R••••••••

Advisor at B••••• P••••• A•••••••• L••

NEWPORT BEACH, CA | Fort Worth, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 12, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 8, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Oct 18, 2021	n/a	yes	NEWPORT BEACH, CA\|Fort Worth, TX	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 29, 2017	Aug 17, 2018	no	FORT WORTH, TX\|FORT WORTH, TX\|IRVING, TX\|IRVING, TX\|IRVING, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••••• A••••••• S•••••••• L•••	B••••• P••••• A•••••••• L••	Feb 16, 2022	Oct 18, 2021	-121	Firm change after gap	RIA to RIA
L•• F•••••••• L••	B••••• P••••• A•••••••• L••	Aug 17, 2018	Oct 18, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
114533:119290:TX:2022-02-16	Feb 16, 2022	Oct 18, 2021	FORT WORTH, TX	Firm change after gap
29604:114533:TX:2017-11-29	Nov 29, 2017	Jul 24, 2015	IRVING, TX	Firm change after gap

Relationships

Registered with (4)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Oct 18, 2021 to presentfactForm ADV
→ R•••••••• A••••••• S•••••••• L•••Registered adviserregistration: previous registration
Jul 24, 2015 to Feb 16, 2022factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 29, 2017 to Aug 17, 2018factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••

Dated events

Order

Occurred
16 Feb 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 12, 2008
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.