DFX Intelligence

S••••• C•••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

S••••• C•••• N••••••

Advisor at C•••••••

Tampa, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: May 20, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 30, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••	Institutional manager	Jun 8, 2026	n/a	yes	Tampa, FL	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	May 19, 2022	Apr 20, 2026	no	TAMPA, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	C•••••••	Apr 20, 2026	Jun 8, 2026	49	Firm change	Other
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	T••••• A••••••• S•••••••• I•••	Oct 31, 2019	May 19, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
283390:175112:FL:2026-04-17	Apr 20, 2026	Jun 8, 2026	TAMPA, FL	Firm change
705:149018:FL:2017-07-11	Jul 11, 2017	Jul 27, 2017	ST PETERSBURG, FL	Firm change
149777:705:FL:2016-03-04	Mar 4, 2016	Oct 14, 2016	TAMPA, FL	Firm change

Relationships

Registered with (5)

→ C•••••••Registered adviserregistration: current employment
Jun 8, 2026 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 19, 2022 to Apr 20, 2026factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jul 27, 2017 to Oct 31, 2019factForm ADV
→ R•••••• J•••• • A••••••••• I•••

Dated events

Order

Occurred
20 Apr 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 20, 2010
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.