DFX Intelligence

R••••• A•• C•••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

R••••• A•• C•••••• S•••••

Advisor at B••••• P••••• A•••••••• L••

••• Locked

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Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 1:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Dec 24, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• P••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• P••••• A•••••••• L••	Independent wealth	Jul 21, 2025	n/a	yes	GLEN ELLEN, CA\|NEWPORT BEACH, CA\|Larkspur, CA	Current employment
W••••••• W••••• P•••••••	Former SEC adviser	Jan 21, 2025	Jul 8, 2025	no	Glen Ellen, CA\|MILL VALLEY, CA\|GLEN ELLEN, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• W••••• P•••••••	B••••• P••••• A•••••••• L••	Jul 8, 2025	Jul 21, 2025	13	Firm change	RIA to RIA
R•••••• J•••• • A••••••••• I•••	W••••••• W••••• P•••••••	Jul 19, 2024	Jan 21, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
131155:119290:CA:2025-07-08	Jul 8, 2025	Jul 21, 2025	MILL VALLEY, CA	Firm change
283390:705:VA:2023-01-24	Jan 24, 2023	Jan 18, 2023	RICHMOND, VA	Firm change

Relationships

Registered with (5)

→ B••••• P••••• A•••••••• L••Registered adviserregistration: current employment
Jul 21, 2025 to presentfactForm ADV
→ W••••••• W••••• P•••••••Registered adviserregistration: previous registration
Jan 21, 2025 to Jul 8, 2025factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: previous registration
Jan 18, 2023 to Jul 19, 2024factForm ADV
→ T••••• A••••••• S•••••••• I•••

Dated events

Order

Occurred
8 Jul 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
19 Jul 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
24 Jan 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 24, 2018
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.