DFX Intelligence

S•••••••• E•••••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

S•••••••• E•••••••• D••••

Advisor at S•••••••• E• D•••• I••••••••• M•••••••••

KINGWOOD, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 14, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• E• D•••• I••••••••• M•••••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 15, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• E• D•••• I••••••••• M•••••••••	State registered	Nov 18, 2020	n/a	yes	KINGWOOD, TX	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	May 14, 1997	Aug 3, 2005	no	THE WOODLANDS, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	S•••••••• E• D•••• I••••••••• M•••••••••	Aug 3, 2005	Nov 18, 2020	5,586	Firm change after gap	Ibd to state RIA

Relationships

Registered with (2)

→ S•••••••• E• D•••• I••••••••• M•••••••••Registered adviserregistration: current employment
Nov 18, 2020 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
May 14, 1997 to Aug 3, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 14, 1997
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.