DFX Intelligence

J•••• A•• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

J•••• A•• S•••••

Advisor at F•••• F•••••••• M••••••••• L•

LOMBARD, IL | MENLO PARK, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 8, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• F•••••••• M••••••••• L•
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 23, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• F•••••••• M••••••••• L•	Independent wealth	May 11, 2023	n/a	yes	MENLO PARK, CA\|LOMBARD, IL	Current employment
I••••••••• C•••••• M••••••••• L••	Former SEC adviser	Nov 13, 2006	Aug 1, 2023	no	MENLO PARK, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• C•••••• M••••••••• L••	F•••• F•••••••• M••••••••• L•	Aug 1, 2023	May 11, 2023	-82	Firm change after gap	RIA to RIA
I••••••••• C•••••• M•••••••••	I••••••••• C•••••• M••••••••• L••	Nov 3, 2006	Nov 13, 2006

Team moves

••• Locked

Team	Left	Joined	From	Kind
141060:145706:CA:2023-08-01	Aug 1, 2023	May 11, 2023	MENLO PARK, CA	Firm change after gap

Relationships

Registered with (3)

→ F•••• F•••••••• M••••••••• L•Registered adviserregistration: current employment
May 11, 2023 to presentfactForm ADV
→ I••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 13, 2006 to Aug 1, 2023factForm ADV
→ I••••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Mar 8, 2004 to Nov 3, 2006factForm ADV

Dated events

Order

Occurred
1 Aug 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 8, 2004
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.