DFX Intelligence

M•••••• Y••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

M•••••• Y••••• R••••

Advisor at B••••••••• W••••• A•••••••• L••

••• Locked

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 8, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••••••• W••••• A•••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Jun 17, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• I••••••••• M•••••••••	State registered	Jan 25, 2024	n/a	yes	PHOENIX, AZ	Current employment
B••••••••• W••••• A•••••••• L••	No RAUM reported	Oct 16, 2023	n/a	yes	Phoenix, AZ\|WHEATON, IL	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• • T•• A••••••••• L••	B••••••••• W••••• A•••••••• L••	Jul 14, 2023	Oct 16, 2023	94	Firm change	Other

Relationships

Registered with (3)

→ R•••••• I••••••••• M•••••••••Registered adviserregistration: current employment
Jan 25, 2024 to presentfactForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: current employment
Oct 16, 2023 to presentfactForm ADV
→ F•••••••• • T•• A••••••••• L••Registered adviserregistration: previous registration
Jul 8, 2019 to Jul 14, 2023factForm ADV

Dated events

Order

Occurred
14 Jul 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 8, 2019
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.