DFX Intelligence

G•• C•••••• A••••••• U••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM none

G•• C•••••• A••••••• U••

GAW CAPITAL ADVISORS (USA), LLC, CRD 174019

LOS ANGELES, CA

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Search this name across graphs

Data as of Oct 29, 2021 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Oct 1, 2021 to Oct 29, 2021
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 33
Advisory employees: 21
Offices: 2Schedule D 1.F, beyond the principal office
SEC number: 801-122612
CRD: 174019

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• S•••• L••••••	SOLE MEMBER	E	yes	01/2014	Oct 1, 2021	Oct 29, 2021
G••• G••••••• ••••	Shareholder	C	yes	01/2014	Oct 1, 2021	Oct 29, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•••••• C•••••• •••• K•••• L••••••	n/a	n/a	n/a	N	yes	n/a
G•• C•••••• A•••• M••••••••• ••• P••• L•••	n/a	n/a	n/a	N	yes	n/a
G•• C•••••• U••• V•••• A•• G• I• L••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SAN FRANCISCO	CA	United States	3	no
Seattle	Wa	United States	2	no

Relationships

Affiliated with (1)

← S•••••••• R••• E•••••Registered adviserother investment adviser, control, common control
factForm ADV

Controls (7)

← Y••• V••••••• W••• Y••OwnerVICE PRESIDENT, CHIEF COMPLIANCE OFFICER, ownership code A, individual
Oct 1, 2021 to presentfactForm ADV
← G••• G••••••• ••••OwnerSHAREHOLDER, ownership code C, individual
Oct 1, 2021 to presentfactForm ADV
← G••• K••••••• ••••OwnerSOLE SHAREHOLDER, ownership code E, individual

Dated events

Order

Occurred
1 Oct 2021
First Form ADV filing
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 1, 2021
Last observed: Oct 29, 2021 59 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.