DFX Intelligence

M•••••••• I••••••••• M••••••• P•••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

M•••••••• I••••••••• M••••••• P•••••• L••••••

CRD 317251

MUMBAI, MAHARASHTRA

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Search this name across graphs

Data as of Jun 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 12:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 10
On other graphs: 0
Observed: Nov 29, 2021 to Jun 17, 2026
19 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricAdvisor Recruiting Intelligence

••• Locked

Dated 2026-06-17 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

Advisor Recruiting IntelligenceJun 17, 2026 · seen 9 days ago

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $315M••• Locked
Discretionary RAUM: $310M
Private client RAUM: $275Mderived••• Locked
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 69
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D••••••• P••••••• S•••••••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2021	Nov 29, 2021	Oct 7, 2024
G••••• P•••••• J•••••••••	Director	B	yes	12/2018	Nov 29, 2021	Oct 7, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
GANDHINAGAR, GUJARAT	n/a	India	2	no
NEW YORK	NY	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$315M	$1.0B	-69.4%	$1.3B	-37.8%	69	104	1	2

Relationships

Affiliated with (1)

← M•••••••• I••••••••• I••••••••• M••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV

Controls (5)

← M••••••••• S••••••• P•••••••OwnerCHIEF INVESTMENT OFFICER AND DIRECTOR, ownership code C, individual
Nov 29, 2021 to Oct 7, 2024factForm ADV
← N••••• S••••••••• A•••••OwnerDIRECTOR, ownership code NA, individual
Nov 29, 2021 to Oct 7, 2024factForm ADV
← G••••• P•••••• J•••••••••Owner

Dated events

6 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
17 Jun 2026
Regulatory AUM changed
••• Locked
Form ADV
down $288M
Occurred
17 Jun 2026
Ria office closed
••• Locked
Form ADV
Occurred
26 Jun 2025
Regulatory AUM changed
••• Locked
Form ADV
down $425M
Occurred
29 Nov 2021
First Form ADV filing
••• Locked
Form ADV

Show 6 bookkeeping events

Occurred
Jun 17, 2026
••• Locked
Occurred
Jun 17, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 29, 2021
Last observed: Jun 17, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.