DFX Intelligence

M•••••• A•••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

M•••••• A•••••• R••••

Advisor at C•••••• I••••••••• A••••••• G••••

MOKENA, IL

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 2, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• I••••••••• A••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 8, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 19derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• I••••••••• A••••••• G••••	Independent wealth	Jun 27, 2007	n/a	yes	MOKENA, IL	Current employment
C•••••• I••••••••• A••••••• C••••••• I•••	Independent wealth	Jun 2, 1998	Nov 15, 2007	no	n/a

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• I••••••••• A••••••• C••••••• I•••	C•••••• I••••••••• A••••••• G••••	Nov 15, 2007	Jun 27, 2007	-141	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••••• I••••••••• A••••••• G••••Registered adviserregistration: current employment
Jun 27, 2007 to presentfactForm ADV
→ C•••••• I••••••••• A••••••• C••••••• I•••Registered adviserregistration: previous registration
Jun 2, 1998 to Nov 15, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 2, 1998
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.