DFX Intelligence

B•••••• O••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

B•••••• O••••• B•••••

Advisor at B••••• W••••• M••••••••• I•••

OOLTEWAH, TN

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Aug 26, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• W••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 23, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• W••••• M••••••••• I•••	Independent wealth	Mar 17, 2022	n/a	yes	OOLTEWAH, TN	Current employment
S••••• W••••• M••••••••• I••	Former SEC adviser	Oct 17, 2012	Jul 7, 2022	no	CHICO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• W••••• M••••••••• I••	B••••• W••••• M••••••••• I•••	Jul 7, 2022	Mar 17, 2022	-112	Firm change after gap	RIA to RIA
W•••• F•••• A•••••••	S••••• W••••• M••••••••• I••	Oct 15, 2012	Oct 17, 2012

Relationships

Registered with (5)

→ B••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Mar 17, 2022 to presentfactForm ADV
→ S••••• W••••• M••••••••• I••Registered adviserregistration: previous registration
Oct 17, 2012 to Jul 7, 2022factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 1, 2008 to Oct 15, 2012factForm ADV
→ A• G• E•••••• • S•••• I•••Registered adviser

Dated events

Order

Occurred
7 Jul 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 26, 2002
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.