DFX Intelligence

G•••••• T••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor24 years in industry

G•••••• T••••• W•••••

Advisor at A••••• C••••••

ALISO VIEJO, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 4:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• C••••••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Sep 10, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• C••••••	Asset manager	Nov 14, 2025	n/a	yes	ALISO VIEJO, CA	Current employment
A••••• C••••••	Asset manager	Aug 13, 2014	Dec 31, 2014	no	ALISO VIEJO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• F•••••••• A•••••••• I•••	A••••• C••••••	Apr 16, 2009	Mar 4, 2011	687	Firm change after gap	Other

Relationships

Registered with (2)

→ A••••• C••••••Registered adviserregistration: previous registration
Aug 13, 2014 to Dec 31, 2014factForm ADV
→ P•••••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 15, 2006 to Apr 16, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 15, 2006
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.