DFX Intelligence

P••••• D• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

P••••• D• G•••••••••

Advisor at A••••• W••••• M•••••••••

••• Locked

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 5, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• W••••• M•••••••••	Independent wealth	Feb 14, 2023	n/a	yes	FT SMITH, AR\|Conway, AR\|MORRILTON, AR\|RUSSELLVILLE, AR	Current employment
E••••• J••••	National bd RIA	Mar 5, 2019	Feb 17, 2023	no	Morrilton, AR\|ST LOUIS, MO\|North Little Rock, AR\|NORTH LITTLE ROCK, AR\|NORTH LITTLE ROCK, AR\|Maumelle, AR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	A••••• W••••• M•••••••••	Feb 17, 2023	Feb 14, 2023	-3	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ A••••• W••••• M•••••••••Registered adviserregistration: current employment
Feb 14, 2023 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Mar 5, 2019 to Feb 17, 2023factForm ADV

Dated events

Order

Occurred
17 Feb 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 5, 2019
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.