DFX Intelligence

G••••• I••••••••• L•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM 100m 1b

G••••• I••••••••• L•••••

CRD 160061

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of May 24, 2013 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 1
On other graphs: 0
Observed: Feb 13, 2012 to May 24, 2013
3 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $579M••• Locked
Discretionary RAUM: $579M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G• M••••• L•••	Hedge Fund	$68.0M	Feb 1, 2017	8	Feb 13, 2012	reported	021-153227
G••••• G••••• E•••••• L•••	Hedge Fund	$14.1M	Feb 1, 2017

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••• E••••••••• F•	CHIEF COMPLIANCE OFFICER	Na	yes	01/2012	Feb 13, 2012	May 24, 2013
B•••• C••••••••• J•••	MANAGING MEMBER	E	yes	08/2006	Feb 13, 2012	May 24, 2013

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••••• G••••• E••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2012	Mar 26, 2013	$516M	$516M	6	5	n/a	5	$487M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2012	$579M	n/a	n/a	n/a	n/a	6	n/a	n/a	n/a

Relationships

Advises (5)

→ G• M••••• L•••Private fundHedge Fund, ERA
Feb 13, 2012 to presentfactForm ADV
→ T•• L• H••••••• L•••Private fundOther Private Fund, ERA
Feb 14, 2012 to presentfactForm ADV
→ G••••• G••••• E•••••• L•••Private fundHedge Fund, ERA
Feb 13, 2012 to presentfactForm ADV
→ G••••• G••••• E••••• O•••••••• L•••Private fund

Dated events

Order

Occurred
17 Mar 2014
Ria registration change
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 13, 2012
Last observed: May 24, 2013 162 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.