DFX Intelligence

B•••• R••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor35 years in industry

B•••• R••••• C••••

Advisor at L••••••• W••••• M••••••••• L••

MELVILLE, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 10:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 20, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 11, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••••• W••••• M••••••••• L••	Independent wealth	Apr 8, 2021	n/a	yes	MELVILLE, NY	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 25, 2013	Jul 16, 2013	no	GARDEN CITY, NY\|WHITE PLAINS, NY\|HUNTINGTON, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	L••••••• W••••• M••••••••• L••	Jul 16, 2013	Apr 8, 2021	2,823	Firm change after gap	Wirehouse to RIA
H••• S••••••••• •••• I•••	W•••• F•••• A•••••••	Sep 11, 2012	Jan 25, 2013

Relationships

Registered with (4)

→ L••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Apr 8, 2021 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 25, 2013 to Jul 16, 2013factForm ADV
→ H••• S••••••••• •••• I•••Registered adviserregistration: previous registration
May 19, 2011 to Sep 11, 2012factForm ADV
→ S•••••••• A••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 20, 2005
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.